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Compliances – Regulatory	SIZE
Code of Conduct – Prevention of Insider Trading	1.05 MiB
Investor Grievance redressal Mechanism	498 KiB
TCASL-Client Registration Form	287.4 KiB
Acceptance Of Prefunded Instruments Policy	30.7 KiB
Error Code Policy	32.3 KiB
Inactive Client Policy	29.3 KiB
Internal Control Policy	35.1 KiB
Policy On Circulation Of Unauthenticated News	79.4 KiB
Policy On Client Code Modification	37.3 KiB
Policy On Conflict Of Interest	47.4 KiB
Prevention Of Money Laundering Act	50.0 KiB
Risk Management Policy	29.4 KiB
Surveillance Policy	32.3 KiB
Policy for identification of beneficial ownership of clients’ accounts	32.3 KiB
Policy on outsourcing of activities	32.3 KiB
Limit Setting Policy	32.3 KiB
Taurus Group – KYC Advisory	327 KiB

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Attention Investors

“Prevent Unauthorized Transactions in your demat account —> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day issued in the interest of investors.”

“KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.”

“No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account”

“DEMAT ACCOUNT HOLDERS WHO HAVE NOT REGISTERED NOMINEE IN THEIR OWN INTEREST, TO PROVIDE ‘CHOICE OF NOMINATION’ BY SUBMISSION OF DULY SIGNED NOMINATION REGISTRATION / OPTED OUT FORM TO DP FOR ENSURING SMOOTH TRANSMISSION OF SECURITIES HELD BY THEM AS WELL AS TO PREVENT ACCUMULATION OF UNCLAIMED ASSETS IN SECURITIES MARKET”

Tel. No: 022-62595900
Mobile No: +91-7715042222

E-mail: contact@ | prarambhsec@gmail.com
Web: www.prarambhsec.com
Investor Grievance – ig@prarambhsec.com

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